FTA Requirements for Employers and Substance Abuse Professionals (SAPs)

April 21, 2025

Ophthalmologist's Department

Employers under the Federal Transit Administration (FTA) have specific documentation and training requirements to ensure compliance and promote workplace safety. If you are a Substance Abuse Professional (SAP) working with FTA-regulated organizations, understanding these responsibilities is key. Let’s break it down.

Employer Responsibilities for SAP Documentation

FTA employers are required to maintain proof that any SAP they work with is qualified. The documentation they must keep on file includes:

  1. Qualification Training: Evidence that the SAP has completed the required training specific to their role.
  2. SAP Exam: Proof that the SAP has successfully passed the qualification exam.
  3. Professional License: Documentation of a valid professional license.
  4. Certification: Verification of any certifications the SAP holds.
  5. Continuing Education: Records of ongoing education to ensure the SAP remains up-to-date with regulations and best practices.

When employers or Medical Review Officers (MROs) request this information, it’s a sign they are doing their due diligence. SAPs should be prepared to provide their credentials promptly.

Training Requirements for Employees and Supervisors

FTA employers are also responsible for providing training on drug and alcohol awareness for their workforce. Here’s what’s required:

  1. Employee Training: Employees performing safety-sensitive functions must receive at least one hour of training focused on drug and alcohol misuse.
  2. Supervisor Training: Supervisors must complete a minimum of two hours of training to ensure they understand reasonable suspicion protocols and post-accident procedures.

Most FTA organizations go above and beyond these minimum requirements, offering additional training to improve understanding and compliance. This extra effort is particularly important for areas like reasonable suspicion and post-accident testing, where proper procedures are critical.

Why This Matters

Employers who adhere to these documentation and training standards are setting the foundation for a safe and compliant workplace. For SAPs, maintaining and providing proof of qualifications ensures credibility and builds trust with employers. For employees and supervisors, comprehensive training equips them with the knowledge they need to uphold DOT and FTA standards.

By meeting these requirements, FTA employers and SAPs can foster a safety-conscious and compliant workforce. Whether you’re managing documentation, delivering training, or ensuring regulatory compliance, these standards play a vital role in maintaining integrity within the transportation industry.

Karishma Sarfani

Karishma is a Qualified Substance Abuse Professional (SAP) with a background in mental health and substance abuse counseling, holding credentials as an MS, LCDC, ICADC, CADC II, CSAC, CASAC II, LPC, and EMDR-trained therapist. Inspired by personal experiences with addiction and mental health challenges in her community, she has dedicated her career to supporting individuals on their journey to recovery and success.