When Is a DOT SAP Assessment Required?

July 15, 2025

Ophthalmologist's Department

If you’re in a DOT-regulated, safety-sensitive job, like a commercial driver, train operator, pipeline tech, or pilot, you’ve probably heard about SAP assessments. But knowing when they’re required (and when they’re not) is just as important as knowing what they are.

Let’s clear it up once and for all.

So, When Is an SAP Assessment Required?

An SAP assessment is required only when the Medical Review Officer (MRO) reports a verified positive drug test.

This means:

  1. You tested positive for a DOT-prohibited drug (like marijuana, cocaine, opioids, amphetamines, or PCP)
  2. The MRO has confirmed the result after reviewing medical info and giving you a chance to explain

Once the MRO reports a verified positive result, you are immediately removed from safety-sensitive duties, and that’s when you must complete a SAP evaluation to begin the return-to-duty process.

When Is a SAP Assessment Not Required?

There are several situations where people think they need an SAP assessment but actually, they don’t.

When Is a SAP Assessment Not Required?

Quick Reminder: What Counts as a DOT Violation?

These DO require removal from duty and a SAP assessment:

  1. Verified positive drug test
  2. Confirmed alcohol test of 0.04 or higher
  3. Refusal to test (including leaving, tampering, or failing to show)
  4. Any action that blocks the testing process

What Happens Next?

Once an SAP is required:

  1. Meet with a DOT-qualified Substance Abuse Professional
  2. Follow the SAP’s recommended education or treatment plan
  3. Take and pass a Return-to-Duty test
  4. Complete follow-up testing, which can last up to 5 years

Final Thoughts

Not every incident leads to a SAP assessment, but every DOT violation does. Knowing the difference can save you a lot of stress and maybe your job.

If you’re unsure about your test result or how it was handled, ask your employer, Designated Employer Representative (DER), or the MRO directly. The more informed you are, the more confident you’ll be in handling DOT testing requirements.

Karishma Sarfani

Karishma is a Qualified Substance Abuse Professional (SAP) with a background in mental health and substance abuse counseling, holding credentials as an MS, LCDC, ICADC, CADC II, CSAC, CASAC II, LPC, and EMDR-trained therapist. Inspired by personal experiences with addiction and mental health challenges in her community, she has dedicated her career to supporting individuals on their journey to recovery and success.